The Continuum Hypothesis

This paper aims to contribute to the analysis of the nature of mathematical modality and hyperintensionality, and to the applications of the latter to absolute decidability. Rather than countenancing the interpretational type of mathematical modality as a primitive, I argue that the interpretational type of mathematical modality is a species of epistemic modality. I argue, then, that the framework of two-dimensional semantics ought to be applied to the mathematical setting. The framework permits of a formally precise account of the priority (...) and relation between epistemic mathematical modality and metaphysical mathematical modality. The discrepancy between the modal systems governing the parameters in the two-dimensional intensional setting provides an explanation of the difference between the metaphysical possibility of absolute decidability and our knowledge thereof. I also advance a topic-sensitive epistemic two-dimensional truthmaker semantics, if hyperintensional approaches are to be preferred to possible worlds semantics. I examine the relation between two-dimensional hyperintensional states and epistemic set theory, providing two-dimensional hyperintensional formalizations of the modal logic of ZFC, large cardinal axioms, $\Omega$-logic, and the Epistemic Church-Turing Thesis. (shrink)

What is so special and mysterious about the Continuum, this ancient, always topical, and alongside the concept of integers, most intuitively transparent and omnipresent conceptual and formal medium for mathematical constructions and the battle field of mathematical inquiries ? And why it resists the century long siege by best mathematical minds of all times committed to penetrate once and for all its set-theoretical enigma ? -/- The double-edged purpose of the present study is to save from the transfinite deadlock of (...) higher set theory the jewel of mathematical Continuum -- this genuine, even if mostly forgotten today raison d'etre of all set-theoretical enterprises to Infinity and beyond, from Georg Cantor to W. Hugh Woodin to Buzz Lightyear, by simultaneously exhibiting the limits and pitfalls of all old and new reductionist foundational approaches to mathematical truth: be it Cantor's or post-Cantorian Idealism, Brouwer's or post-Brouwerian Constructivism, Hilbert's or post-Hilbertian Formalism, Goedel's or post-Goedelian Platonism. -/- In the spirit of Zeno's paradoxes, but with the enormous historical advantage of hindsight, we claim that Cantor's set-theoretical methodology, powerful and reach in proof-theoretic and similar applications as it might be, is inherently limited by its epistemological framework of transfinite local causality, and neither can be held accountable for the properties of the Continuum already acquired through geometrical, analytical, and arithmetical studies, nor can it be used for an adequate, conceptually sensible, operationally workable, and axiomatically sustainable re-creation of the Continuum. -/- From a strictly mathematical point of view, this intrinsic limitation of the constative and explicative power of higher set theory finds its explanation in the identified in this study ultimate phenomenological obstacle to Cantor's transfinite construction, similar to topological obstacles in homotopy theory and theoretical physics: the entanglement capacity of the mathematical Continuum. (shrink)

In this note, I will list instances where in the literature on subcomplete forcing and its forcing principles (mostly in articles of my own), the assumption of the continuum hypothesis, or that we are working above the continuum, was omitted. I state the correct statements and provide or point to correct proofs. There are also some new results, most of which revolve around showing the necessity of the extra assumption.

Einsteinian gravity, of which Newtonian gravity is a part, is fraught with the problem of singularity that has been established as a theorem by Hawking and Penrose. The _hypothesis_ that founds the basis of both Einsteinian and Newtonian theories of gravity is that bodies with unequal magnitudes of masses fall with the same acceleration under the gravity of a source object. Since, the Einstein’s equations is one of the assumptions that underlies the proof of the singularity theorem, therefore, the above (...) hypothesis is implicitly one of the founding pillars of the same. In this work, I demonstrate how one can possibly write a non-singular theory of gravity which manifests that the above mentioned hypothesis is only valid in an approximate sense in the “large distance” scenario. To mention a specific instance, under the gravity of the earth, a 5 kg and a 500 kg fall with accelerations which differ by approximately \(113.148\times 10^{-32}\) meter/sec \(^2\) and the more massive object falls with less acceleration. Further, I demonstrate why the concept of gravitational field is not definable in the “small distance” regime which automatically justifies why the Einstein’s and Newton’s theories fail to provide any “small distance” analysis. In course of writing down this theory, I demonstrate why the continuum hypothesis as spelled out by Goedel, is undecidable. The theory has several aspects which provide the following realizations: (i) Descartes’ self-skepticism concerning exact representation of numbers by drawing lines (ii) Born’s wish of taking into account “natural uncertainty in all observations” while describing “a physical situation” by means of “real numbers” (iii) Klein’s vision of having “a fusion of arithmetic and geometry” where “a point is replaced by a small spot” (iv) Goedel’s assertion about “non-standard analysis, in some version” being “the analysis of the future”. (shrink)

We construct divergent models of $\mathsf {AD}^+$ along with the failure of the Continuum Hypothesis ( $\mathsf {CH}$ ) under various assumptions. Divergent models of $\mathsf {AD}^+$ play an important role in descriptive inner model theory; all known analyses of HOD in $\mathsf {AD}^+$ models (without extra iterability assumptions) are carried out in the region below the existence of divergent models of $\mathsf {AD}^+$. Our results are the first step toward resolving various open questions concerning the length of definable prewellorderings (...) of the reals and principles implying $\neg \mathsf {CH}$, like $\mathsf {MM}$, that divergent models shed light on, see Question 5.1. (shrink)

On Barzykowski and Moulin's continuum hypothesis, déjà vu and involuntary autobiographical memories (IAMs) share their underpinning neurocognitive processes. A discontinuity issue for them is that familiarity and episodic recollection exhibit different neurocognitive signatures. This issue can be overcome, I say, provided the authors are ready to distinguish a déjà vécu/episodic IAM continuity and a déjà vu/semantic IAM continuity.

Inspired by Cantor's Theorem (CT), orthodoxy takes infinities to come in different sizes. The orthodox view has had enormous influence in mathematics, philosophy, and science. We will defend the contrary view---Countablism---according to which, necessarily, every infinite collection (set or plurality) is countable. We first argue that the potentialist or modal strategy for treating Russell's Paradox, first proposed by Parsons (2000) and developed by Linnebo (2010, 2013) and Linnebo and Shapiro (2019), should also be applied to CT, in a way that (...) vindicates Countabilism. Our discussion dovetails with recent independently developed treatments of CT in Meadows (2015), Pruss (2020), and Scambler (2021), aimed at establishing the mathematical viability, and therefore epistemic possibility, of Countabilism. Unlike these authors, our goal isn't to vindicate the mathematical underpinnings of Countabilism. Rather, we aim to argue that, given that Countabilism is mathematically viable, Countabilism should moreover be regarded as true. After clarifying the modal content of Countabilism, we canvas some of Countabilism's many positive implications, including that Countabilism provides the best account of the pervasive independence phenomena in set theory, and that Countabilism has the power to defuse several persistent puzzles and paradoxes found in physics and metaphysics. We conclude that in light of its theoretical and explanatory advantages, Countabilism is more likely true than not. (shrink)

This paper argues that, insofar as we doubt the bivalence of the Continuum Hypothesis or the truth of the Axiom of Choice, we should also doubt the consistency of third-order arithmetic, both the classical and intuitionistic versions. -/- Underlying this argument is the following philosophical view. Mathematical belief springs from certain intuitions, each of which can be either accepted or doubted in its entirety, but not half-accepted. Therefore, our beliefs about reality, bivalence, choice and consistency should all be aligned.

This paper presents and defends an argument that the continuum hypothesis is false, based on considerations about objective chance and an old theorem due to Banach and Kuratowski. More specifically, I argue that the probabilistic inductive methods standardly used in science presuppose that every proposition about the outcome of a chancy process has a certain chance between 0 and 1. I also argue in favour of the standard view that chances are countably additive. Since it is possible to randomly pick (...) out a point on a continuum, for instance using a roulette wheel or by flipping a countable infinity of fair coins, it follows, given the axioms of ZFC, that there are many different cardinalities between countable infinity and the cardinality of the continuum. (shrink)

In set theory, a maximality principle is a principle that asserts some maximality property of the universe of sets or some part thereof. Set theorists have formulated a variety of maximality principles in order to settle statements left undecided by current standard set theory. In addition, philosophers of mathematics have explored maximality principles whilst attempting to prove categoricity theorems for set theory or providing criteria for selecting foundational theories. This article reviews recent work concerned with the formulation, investigation and justification (...) of maximality principles. (shrink)

In this survey, a recent computational methodology paying a special attention to the separation of mathematical objects from numeral systems involved in their representation is described. It has been introduced with the intention to allow one to work with infinities and infinitesimals numerically in a unique computational framework in all the situations requiring these notions. The methodology does not contradict Cantor’s and non-standard analysis views and is based on the Euclid’s Common Notion no. 5 “The whole is greater than the (...) part” applied to all quantities (finite, infinite, and infinitesimal) and to all sets and processes (finite and infinite). The methodology uses a computational device called the Infinity Computer (patented in USA and EU) working numerically (recall that traditional theories work with infinities and infinitesimals only symbolically) with infinite and infinitesimal numbers that can be written in a positional numeral system with an infinite radix. It is argued that numeral systems involved in computations limit our capabilities to compute and lead to ambiguities in theoretical assertions, as well. The introduced methodology gives the possibility to use the same numeral system for measuring infinite sets, working with divergent series, probability, fractals, optimization problems, numerical differentiation, ODEs, etc. (recall that traditionally different numerals lemniscate; Aleph zero, etc. are used in different situations related to infinity). Numerous numerical examples and theoretical illustrations are given. The accuracy of the achieved results is continuously compared with those obtained by traditional tools used to work with infinities and infinitesimals. In particular, it is shown that the new approach allows one to observe mathematical objects involved in the Hypotheses of Continuum and the Riemann zeta function with a higher accuracy than it is done by traditional tools. It is stressed that the hardness of both problems is not related to their nature but is a consequence of the weakness of traditional numeral systems used to study them. It is shown that the introduced methodology and numeral system change our perception of the mathematical objects studied in the two problems. (shrink)

The dream solution of the continuum hypothesis would be a solution by which we settle the continuum hypothesis on the basis of a newly discovered fundamental principle of set theory, a missing axiom, widely regarded as true. Such a dream solution would indeed be a solution, since we would all accept the new axiom along with its consequences. In this article, however, I argue that such a dream solution to $\mathrm {CH}$ is unattainable.

This paper expands upon a way in which we might rationally doubt that there are multiple sizes of infinity. The argument draws its inspiration from recent work in the philosophy of truth and philosophy of set theory. More specifically, elements of contextualist theories of truth and multiverse accounts of set theory are brought together in an effort to make sense of Cantor’s troubling theorem. The resultant theory provides an alternative philosophical perspective on the transfinite, but has limited impact on everyday (...) mathematical practice. (shrink)

A new computational methodology allowing one to work in a new way with infinities and infinitesimals is presented in this paper. The new approach, among other things, gives the possibility to calculate the number of elements of certain infinite sets, avoids indeterminate forms and various kinds of divergences. This methodology has been used by the author as a starting point in developing a new kind of computer – the Infinity Computer – able to execute computations and to store in its (...) memory not only finite numbers but also infinite and infinitesimal ones. (shrink)

It is often supposed that, unlike typical axioms of mathematics, the Continuum Hypothesis (CH) is indeterminate. This position is normally defended on the ground that the CH is undecidable in a way that typical axioms are not. Call this kind of undecidability “absolute undecidability”. In this paper, I seek to understand what absolute undecidability could be such that one might hope to establish that (a) CH is absolutely undecidable, (b) typical axioms are not absolutely undecidable, and (c) if a mathematical (...) hypothesis is absolutely undecidable, then it is indeterminate. I shall argue that on no understanding of absolute undecidability could one hope to establish all of (a)–(c). However, I will identify one understanding of absolute undecidability on which one might hope to establish both (a) and (c) to the exclusion of (b). This suggests that a new style of mathematical antirealism deserves attention—one that does not depend on familiar epistemological or ontological concerns. The key idea behind this view is that typical mathematical hypotheses are indeterminate because they are relevantly similar to CH. (shrink)

The multiverse view in set theory, introduced and argued for in this article, is the view that there are many distinct concepts of set, each instantiated in a corresponding set-theoretic universe. The universe view, in contrast, asserts that there is an absolute background set concept, with a corresponding absolute set-theoretic universe in which every set-theoretic question has a definite answer. The multiverse position, I argue, explains our experience with the enormous range of set-theoretic possibilities, a phenomenon that challenges the universe (...) view. In particular, I argue that the continuum hypothesis is settled on the multiverse view by our extensive knowledge about how it behaves in the multiverse, and as a result it can no longer be settled in the manner formerly hoped for. (shrink)

This third edition, now available in paperback, is a follow up to the author's classic Boolean-Valued Models and Independence Proofs in Set Theory. It provides an exposition of some of the most important results in set theory obtained in the 20th century: the independence of the continuum hypothesis and the axiom of choice.

If ZFC is consistent, then the collection of countable computably saturated models of ZFC satisfies all of the Multiverse Axioms of Hamkins.

The paper begins with an examination of Gödel's views on absolute undecidability and related topics in set theory. These views are sharpened and assessed in light of recent developments. It is argued that a convincing case can be made for axioms that settle many of the questions undecided by the standard axioms and that in a precise sense the program for large cardinals is a complete success “below” CH. It is also argued that there are reasonable scenarios for settling CH (...) and that there is not currently a convincing case to the effect that a given statement is absolutely undecidable. (shrink)

In a recent article, Christopher Ormell argues against the traditional mathematical view that the real numbers form an uncountably infinite set. He rejects the conclusion of Cantor’s diagonal argument for the higher, non-denumerable infinity of the real numbers. He does so on the basis that the classical conception of a real number is mys- terious, ineffable, and epistemically suspect. Instead, he urges that mathematics should admit only ‘well-defined’ real numbers as proper objects of study. In practice, this means excluding as (...) inadmissible all those real numbers whose decimal expansions cannot be calculated in as much detail as one would like by some rule. We argue against Ormell that the classical realist account of the continuum has explanatory power in mathematics and should be accepted, much in the same way that "dark matter" is posited by physicists to explain observations in cosmology. In effect, the indefinable real numbers are like the "dark matter" of real analysis. (shrink)

Starting with the philosophical reflections of the Italian writer C. E. Gadda, the paper offers a criticism of the traditional concept of an individual as something which is determinate, separate and autonomous. Gadda argues that an individual should be understood as an element which is in a multiplicity of relations with the other elements of the system inside of which it exists. The idea is developed on the basis of Spinoza's 'Ethics', but it shares many affinities with Peirce's notions of (...) an individual and of a continuum. Taking its cue from Peirce's ideas, which are here discussed in relation to Aristotle and Kant, the paper proposes to construe an individual as a continuum, that is as something which is in a continuity of reactions and relations with the objects of the phenomenological (spatial-temporal) context in which it exists and with those of the dialectical context, that is that net of objects which can be identified starting from the relational properties of the object. (shrink)

Synechism, as a metaphysical theory, is the view that the universe exists as a continuous whole of all of its parts, with no part being fully separate, determined or determinate, and continues to increase in complexity and connectedness through semiosis and the operation of an irreducible and ubiquitous power of relational generality to mediate and unify substrates. As a research program, synechism is a scientific maxim to seek continuities where discontinuities are thought to be permanent and to seek semiotic relations (...) where only dyadic relations are thought to exist. Synechism and pragmatism mutually support each other: synechism provides a theoretical rationale for pragmatism, while use of the pragmatic maxim to identify conceivable consequences of experimental activity enriches the content of the theory by revealing and creating relationships. (shrink)

The target article, in stressing the balance between neurobiological and psychological factors, makes a compelling argument in support of a continuum of perceptual and hallucinatory experience. Nevertheless, two points need to be addressed. First, the authors are probably underestimating the incidence of hallucinations in the normal population. Second, one should consider the role of absorption as a predisposing factor for hallucinations.

I examine various claims to the effect that Cantor's Continuum Hypothesis and other problems of higher set theory are ill-posed questions. The analysis takes into account the viability of the underlying philosophical views and recent mathematical developments.

Many results concerning the equivalence between a syntactic form of formulas and a model theoretic conditions are proven directly without using any form of a continuum hypothesis. In particular, it is demonstrated that any reduced product sentence is equivalent to a Horn sentence. Moreover, in any first order language without equality one now has that a reduced product sentence is equivalent to a Horn sentence and any sentence is equivalent to a Boolean combination of Horn sentences.

We will give a simple philosophical "proof" of the negation of Cantor's continuum hypothesis (CH). (A formal proof for or against CH from the axioms of ZFC is impossible; see Cohen [1].) We will assume the axioms of ZFC together with intuitively clear axioms which are based on some intuition of Stuart Davidson and an old theorem of Sierpinski and are justified by the symmetry in a thought experiment throwing darts at the real number line. We will in fact show (...) why there must be an infinity of cardinalities between the integers and the reals. We will also show why Martin's Axiom must be false, and we will prove the extension of Fubini's Theorem for Lebesgue measure where joint measurability is not assumed. Following the philosophy--if you reject CH you are only two steps away from rejecting the axiom of choice (AC)--we will point out along the way some extensions of our intuition which contradict AC. (shrink)

The major point of contention among the philosophers and mathematicians who have written about the independence results for the continuum hypothesis (CH) and related questions in set theory has been the question of whether these results give reason to doubt that the independent statements have definite truth values. This paper concerns the views of G. Kreisel, who gives arguments based on second order logic that the CH does have a truth value. The view defended here is that although Kreisel's conclusion (...) is correct, his arguments are unsatisfactory. Later sections of the paper advance a different argument that the independence results do not show lack of truth values. (shrink)

In spite of the work of Gödel and Cohen, which showed the undecidability of the Generalized Continuum Hypothesis from the axioms of set theory, the problem still remains to decide GCH on the basis of new axioms. It is almost 100 years since Cantor first conjectured the Continuum Hypothesis, yet we seem to be no closer to determining its truth. Nevertheless, it is a sound methodological principle that given any undecidable set-theoretical statement, we should search for “other axioms of set (...) theory which a more profound understanding of the concepts underlying logic and mathematics would enable us to recognize as implied by these concepts”. (shrink)

In this paper we show how the assumption of the generalized continuum hypothesis (GCH) can be removed or partially removed from proofs in Zermelo-Frankel set theory (ZF) of statements expressible in the simple theory of types. We assume the reader is familiar with the latter language, especially with the classification of formulas and sentences of that language into Σκη and Πκη form (cf. [1]) and with how that language can be relatively interpreted into the language of ZF.

This exploration of a notorious mathematical problem is the work of the man who discovered the solution. Written by an award-winning professor at Stanford University, it employs intuitive explanations as well as detailed mathematical proofs in a self-contained treatment. This unique text and reference is suitable for students and professionals. 1966 edition. Copyright renewed 1994.

Previously published: Princeton University Press, 1940.