The Theory Theory

Introduction -- Evidence from children -- Evidence form infants and non-human animals -- Evidence from neuroimaging and neuropsychology -- Evidence from adults -- The cognitive basis of mindreading -- Elaborating and applying the theory.

In this dissertation an attempt is made to find a satisfactory account of the nature of commonsense psychological explanation of behavior. The starting point is the current debate in philosophy of mind between the theory theory of folk psychology and the simulation theory. The discussion in the first chapter shows that although simulationists claim that their view can replace the theory theory across the board, their arguments are directed merely at the strand of the theory theory that is to do (...) with the nature of the cognitive mechanism underlying our explanation-giving. ;In the second chapter the theory theory of the nature of commonsense psychological explanation is examined. The suggestion that the underlying motivation of theory theorists is that their view allows folk explanations to fit the covering law model is discussed and a proposal is made for the source of the type of law that is often put forward to play the role of commonsense psychological covering laws, i.e. ceteris paribus laws with completions in the vocabulary of some lower-level science. The viability of such a suggestion is weighed as is the suggestion that such laws are probabilisitic laws of one type or another. ;The third chapter lays out two well-known versions of the simulation theory of the cognitive mechanism that underlies our explanation-giving as well as the theoretical committments of each view. An attempt is then made to extend the simulation theory in order to provide it with a plausible formulation of simulation-based conditions for correct commonsense psychological explanation, a suggestion which is ultimately rejected. ;The fourth chapter summarizes the far-reaching implications of the arguments used in the rejection of the above two views and attempts to find an account of the nature of explanation that is satisfactory in that it draws the lines with respect to what qualifies as a correct commonsense psychological explanation where our pretheoretic intuitions tell us they should be and provides an answer to the questions that our preceding discussion has raised. A view that fills these two requirements is the view that says that a correct commonsense psychological explanation is one that cites the properties of states or events which, besides being causally and counterfactually relevant to the occurrence of the explanandum event, also satisfy certain conditions of pragmatic relevance, that is, reference to them provides true answers to commonsense 'why'-questions. (shrink)

Modularity theorists have challenged that there are, or could be, general learning mechanisms that explain theory-of-mind development. In response, supporters of the ‘scientific theory-theory’ account of theory-of-mind development have appealed to children's use of auxiliary hypotheses and probabilistic causal modeling. This article argues that these general learning mechanisms are not sufficient to meet the modularist's challenge. The article then explores an alternative domain-general learning mechanism by proposing that children grasp the concept belief through the progressive alignment of relational structure that (...) occurs as a result of structural-comparison. The article also explores the implications of the proposed account for Fodor's puzzle of conceptual learning. (shrink)

This essay adjudicates between theoretical models of psychological concept acquisition. I provide new reasons to be skeptical about both simulationist and modularist models. I then defend the scientific-theory-theory account against familiar objections. I conclude by arguing that the scientific-theory-theory account must be supplemented by an account of hypothesis discovery.

The theory of mind debate has reached a “hybrid consensus” concerning the status of theory-theory and simulation-theory. Extant hybrid models either specify co-dependency and implementation relations, or distribute mentalizing tasks according to folk-psychological categories. By relying on a non-developmental framework these models fail to capture the central connection between simulation and theory. I propose a “dynamic” hybrid that is informed by recent work on the nature of similarity cognition. I claim that Gentner’s model of structure-mapping allows us to understand simulation (...) as a process in which psychological representations are aligned, causing the spontaneous abstraction of theoretical generalizations about the psychological domain. (shrink)

Mindreading is the ability to attribute mental states to other individuals. According to the Theory-Theory (TT), mindreading is based on one's possession of a Theory of Mind. On the other hand, the Simulation Theory (ST) maintains that one arrives at the attribution of a mental state by simulating it in one's own mind. In this paper, I propose a ST-TT hybrid model of the ability to attribute disgust on the basis of visual stimuli such as facial expressions, body postures, etc. (...) More precisely, while I defend Goldman's (2006) thesis that the ability to attribute disgust based on observing disgusted facial expressions stems from a mirror-based simulation process, I argue that ST is unable to account for the ability to attribute disgust based on non-facial visual stimuli; I propose, rather, that this latter ability is theory-based. My model is grounded in evidence from individuals suffering from Huntington's Disease. (shrink)

We use a new model of metarepresentational development to predict a cognitive deficit which could explain a crucial component of the social impairment in childhood autism. One of the manifestations of a basic metarepresentational capacity is a ‘ theory of mind ’. We have reason to believe that autistic children lack such a ‘ theory ’. If this were so, then they would be unable to impute beliefs to others and to predict their behaviour. This hypothesis was tested using Wimmer (...) and Perner’s puppet play paradigm. Normal children and those with Down’s syndrome were used as controls for a group of autistic children. Even though the mental age of the autistic children was higher than that of the controls, they alone failed to impute beliefs to others. Thus the dysfunction we have postulated and demonstrated is independent of mental retardation and specific to autism. (shrink)

Alison Gopnik and Andrew Meltzoff have argued for a view they call the ‘theory theory’: theory change in science and children are similar. While their version of the theory theory has been criticized for depending on a number of disputed claims, we argue that there is a fundamental problem which is much more basic: the theory theory is multiply ambiguous. We show that it might be claiming that a similarity holds between theory change in children and (i) individual scientists, (ii) (...) a rational reconstruction of a Superscientist, or (iii) the scientific community. We argue that (i) is false, (ii) is non-empirical (which is problematic since the theory theory is supposed to be a bold empirical hypothesis), and (iii) is either false or doesn’t make enough sense to have a truth-value. We conclude that the theory theory is an interesting failure. Its failure points the way to a full, empirical picture of scientific development, one that marries a concern with the social dynamics of science to a psychological theory of scientific cognition.  2002 Elsevier Science Ltd. All rights reserved. (shrink)

The problem of cortical integration is described and various proposed solutions, including grandmother cells, cell assemblies, feed-forward structures, RAAM and synchronization, are reviewed. One method, involving complex attractors, that has received little attention in the literature, is explained and developed. I call this binding through annexation. A simulation study is then presented which suggests ways in which complex attractors could underlie our capacity to reason. The paper ends with a discussion of the efficiency and biological plausibility of the proposals as (...) integration mechanisms for different regions and functions of the brain. (shrink)

SHORT ABSTRACT: A number of accounts of the relationship between third-person mindreading and first-person metacognition are compared and evaluated. While three of these accounts endorse the existence of introspection for propositional attitudes, the fourth (defended here) claims that our knowledge of our own attitudes results from turning our mindreading capacities upon ourselves. The different types of theory are developed and evaluated, and multiple lines of evidence are reviewed, including evolutionary and comparative data, evidence of confabulation when self-attributing attitudes, phenomenological evidence (...) of “unsymbolized thinking”, data from schizophrenia, and data from autism. (shrink)

Wilfrid Sellars has often be proclaimed the father of the "theory theory" of psychological knowledge. This article exposes what is true and and what is false in this claim.

The comment addresses central issues of a "theory theory" approach as exemplified in Gopnik' and Goldman's BBS-articles. Gopnik, on the one hand, tries to demonstrate that empirical evidence from developmental psychology supports the view of a "theory theory" in which common sense beliefs are constructed to explain ourselves and others. Focusing the informational processing routes possibly involved we would like to argue that his main thesis (e.g. idea of intentionality as a cognitive construct) lacks support at least for two reasons: (...) one methodological and one structural. On the other hand, Goldman raises an important question when he is asking how people ascribe mental states to themselves. Reasons why Goldman's attempt to understand common sense mental representations by using an analogy from visual perception is problematic are discussed. The role which is attributed to a phenomenology is evaluated. (shrink)

In this paper I assess Gopnik and Meltzoff's developmental psychology of science as a contribution to the understanding of scientific development. I focus on two specific aspects of Gopnik and Meltzoff's approach: the relation between their views and recapitulationist views of ontogeny and phylogeny in biology, and their overall conception of cognition as a set of veridical processes. First, I discuss several issues that arise from their appeal to evolutionary biology, focusing specifically on the role of distinctions between ontogeny and (...) phylogeny when appealing to biology for theoretical support. Second, I argue that to presuppose that cognition is veridical or "truth-tropic" can compromise attempts to understand scientific cognition both throughout history and in the present. Finally, I briefly sketch an evolutionary approach to understanding scientific development that contrasts with Gopnik and Meltzoff's. (shrink)

The paper first gives a conceptual distinction of the first, second and third person perspectives in social cognition research and connects them to the major present theories of understanding others (simulation, interaction and theory theory). It then argues for a foundational role of second person interactions for the development of social perspectives. To support this thesis, the paper analyzes in detail how infants, in particular through triangular interactions with persons and objects, expand their understanding of perspectives and arrive at a (...) self–other metaperspective. This allows them to grasp the other’s as well as their own perspective as such, which is equivalent to an explicit third person perspective and to an explicit first person perspective or self-consciousness. The paper describes the major steps towards these perspectives, pointing to a close interdependence of both developments. It argues that embodied second person interactions are not only an enabling, but the constitutive condition for the development of an explicit first and third person perspective. (shrink)

The interaction theory of social cognition contends that intersubjective interaction is characterized by both immersion and irreducibility. This motivates a question about autonomy and self-agency: If I am always caught up in processes of interaction, and interaction always goes beyond me and my ultimate control, is there any room for self-agency? I outline an answer to this question that points to the importance of communicative and narrative practices.

In this paper I defend interaction theory (IT) as an alternative to both theory theory (TT) and simulation theory (ST). IT opposes the basic suppositions that both TT and ST depend upon. I argue that the various capacities for primary and secondary intersubjectivity found in infancy and early childhood should not be thought of as precursors to later developing capacities for using folk psychology or simulation routines. They are not replaced or displaced by such capacities in adulthood, but rather continue (...) to operate as our ordinary and everyday basis for social cognition. I also argue that enactive perception rather than implicit simulation is the best model for explaining these capacities. (shrink)

We argue that theory-of-mind (ToM) approaches, such as “theory theory” and “simulation theory”, are both problematic and not needed. They account for neither our primary and pervasive way of engaging with others nor the true basis of our folk psychological understanding, even when narrowly construed. Developmental evidence shows that young infants are capable of grasping the purposeful intentions of others through the perception of bodily movements, gestures, facial expressions etc. Trevarthen’s notion of primary intersubjectivity can provide a theoretical framework for (...) understanding these capabilities and his notion of secondary intersubjectivity shows the importance of pragmatic contexts for infants starting around one year of age. The recent neuroscience of resonance systems (i.e., mirror neurons, shared representations) also supports this view. These ideas are worked out in the context of an embodied “Interaction Theory” of social cognition. Still, for more sophisticated intersubjective interactions in older children and adults, one might argue that some form of ToM is required. This thought is defused by appeal to narrative competency and the Narrative Practice Hypothesis (or NPH). We propose that repeated encounters with narratives of a distinctive kind is the normal route through which children acquire an understanding of the forms and norms that enable them to make sense of actions in terms of reasons. A potential objection to this hypothesis is that it presupposes ToM abilities. Interaction Theory is deployed once again to answer this by providing an alternative approach to understanding basic narrative competency and its development. (shrink)

Many philosophers hold that for various reasons there must be psychological laws governing beliefs and desires. One of the few serious examples that they offer is the _belief-desire law_, which states, roughly, that _ceteris paribus_ people do what they believe will satisfy their desires. This paper argues that, in fact, there is no such law. In particular, decision theory does not support the contention that there is such a law.

Many philosophers hold that beliefs and desires are theoretical entities postulated for the sake of predicting and explaining people's behaviors. This paper offers a very different perspective on the nature of beliefs and desires. According to this, the first step is to understand the nature of assertion and command. Then, to understand the nature of belief and desire, what one must do is extend one's understanding of assertion and commandto assertions and commands on behalf of others; for to attribute a (...) belief is to make an assertion on someone's behalf, and to attribute a desire is to make a command on someone's behalf. From this perspective we can recognize that explanation and prediction are not the primary rationale for attributions of beliefs and desires. A number of foundational issues will also be addressed, having to do with cognition, semantics and ontology. (shrink)

I argue that recent developments in animal cognition support the conclusion that HOT theory is consistent with animal consciousness. There seems to be growing evidence that many animals are indeed capable of having I-thoughts, including episodic memory, as well as have the ability to understand the mental states of others.

A number of developmental psychologists have argued for a theory they call the theory theory - a theory of cognitive development that suggests that infants and small children make sense of their world by constructing cognitive representations that have many of the attributes of scientific theories. In this paper I argue that there are indeed close parallels between the activities of children and scientists, but that these parallels will be better understood if one recognizes that both scientists and children are (...) not so much theorists as model builders. (shrink)

_Words_, _Thoughts and Theories _argues that infants and children discover the physical and psychological features of the world by a process akin to scientific inquiry, more or less as conceived by philosophers of science in the 1960s (the theory theory). This essay discusses some of the philosophical background to an alternative, more popular, “modular” or “maturational” account of development, dismisses an array of philosoph- ical objections to the theory theory, suggests that the theory theory offers an undeveloped project for artificial (...) intelligence, and, relying on recent psychological work on causation, offers suggestions about how principles of causal inference may provide a developmental solution to the “frame problem”. (shrink)

People are minded creatures; we have thoughts, feelings and emotions. More intriguingly, we grasp our own mental states, and conduct the business of ascribing them to ourselves and others without instruction in formal psychology. How do we do this? And what are the dimensions of our grasp of the mental realm? In this book, Alvin I. Goldman explores these questions with the tools of philosophy, developmental psychology, social psychology and cognitive neuroscience. He refines an approach called simulation theory, which starts (...) from the familiar idea that we understand others by putting ourselves in their mental shoes. Can this intuitive idea be rendered precise in a philosophically respectable manner, without allowing simulation to collapse into theorizing? Given a suitable definition, do empirical results support the notion that minds literally create surrogates of other peoples mental states in the process of mindreading? Goldman amasses a surprising array of evidence from psychology and neuroscience that supports this hypothesis. (shrink)

This paper argues that there are powerful similarities between cognitive development in children and scientific theory change. These similarities are best explained by postulating an underlying abstract set of rules and representations that underwrite both types of cognitive abilities. In fact, science may be successful largely because it exploits powerful and flexible cognitive devices that were designed by evolution to facilitate learning in young children. Both science and cognitive development involve abstract, coherent systems of entities and rules, theories. In both (...) cases, theories provide predictions, explanations, and interpretations. In both, theories change in characteristic ways in response to counterevidence. These ideas are illustrated by an account of children's developing understanding of the mind. (shrink)

I argue that there is no conflict between the simulation theory, once it is freed from certain constraints carried over from theory theory, and Gallagher's view that our primary and pervasive way of engaging with others rests on 'direct', non-mentalizing perception of the 'meanings' of others' facial expressions, gestures, and intentional actions.

Thinking about the representational qualities of maps and models allows one to offer a new perspective on the nature of mindreading. The recent critiques of our dominant paradigms for mindreading, theory theory and simulation theory by enactivists such as Daniel Hutto reveal a flaw in the standard options for thinking about how we think about others. Views that rely on theorizing or simulation to account for the way in which we understand others often appear to over-intellectualize social interaction. In contrast, (...) enactivists champion embodied, non-representational forms of engagement with others. I claim that one can improve on the representational views of social cognition by moving away from talk of the mental manipulation of propositions in favor of the construction of maps and models of others. Furthermore, I claim that the current state of social neurobiology lends itself towards such a view. (shrink)

‘Naturalized’ philosophers of mind regularly appeal to the empirical psychological literature in support of the ‘theory-theory’ account of the natural epistemology of mental state ascription (to self and others). It is argued that such appeals are not philosophically neutral, but in fact presuppose the theory-theory account of mental state ascription. It is suggested that a possible explanation of the popularity of the theory-theory account is that it is generally assumed that alternative accounts in terms of introspection (and simulation) presuppose a (...) discredited ‘inner ostensive definition’ account of the meaning of mental state terms. However, the inner ostensive definition account is not the only alternative to the theory-theory account of the meaning of mental state terms, and commitment to a theory-theory account of the meaning of mental state terms does not mandate commitment to a theory-theory account of the epistemology of mental state ascription. (shrink)

This paper explores the role and limits of cognitive simulation in understanding or explaining others. In simulation, one puts one's own cognitive processes to work on pretend input similar to that one supposes that the other plausibly had. Such a process is highly useful. However, it is also limited in important ways. Several limitations fall out from the various forms of cognitive diversity. Some of this diversity results from cultural differences, or from differences in individuals' cognitive biographies. Such diversity is (...) clearly important in history. Some sorts of such diversity are discussed, with attention to the results of contemporary cognitive science. It is argued that one must sometimes employ mixed (simulation-based/theory-based) strategies, and that sometimes what is done will be neither purely simulation nor purely theory-based. (shrink)

Theory theory and simulation theory share the assumption that mental states are unobservable, such that mental state attribution requires an extra psychological step beyond perception. Phenomenologists deny this, contending that we can directly perceive people's mental states. Here I evaluate objections to theory theory and simulation theory as accounts of everyday social perception offered by Dan Zahavi and Shaun Gallagher. I agree that their phenomenological claims have bite at the personal level, distinguishing direct social perception from conscious theorizing and simulation. (...) Their appeals to phenomenology and other arguments do not, however, rule out theory theory or simulation theory as accounts of the sub-personal processes underlying social perception. While I here remain uncommitted about the plausibility of sub-personal theorizing and simulation, I argue that phenomenologists must do more in order to reject these accounts. (shrink)

There is a paradox about how our social understanding develops if we take seriously both theory theory and the cognitivist dictum that all skilful interaction has robust conceptual underpinnings. On the one hand, it is clear that young infants demonstrate a capacity to reliably detect and respond to other’s intentions. For example, recent experimental evidence confirms that they have the capacity to appropriately parse what would otherwise be an undifferentiated behaviour stream at its mentalistic joints. If we follow the cognitivist (...) trend in thinking that having the appropriate concepts is an antecedent requirement for such recognitional capacities then it follows that we should ascribe to these infants the concept of intention (or, at least, a concept of intention). But if we also hold that mentalistic concepts are constituted by their links with other mentalistic concepts, such as belief and desire, as assumed by proponents of theory theory, then we ought to conclude that infants lack certain concepts, such as intention, because at their tender age they lack other concepts, such as belief, which are required to constitute their contents. I will consider two possible atomistic ways of squaring this circle, in the process ultimately rejecting cognitivism in favor of the idea that various nonconceptual capacities best account for our initial abilities for recognizing and responding to intentional agency. I hold that it is what these responses are directed at that remains common throughout the developments of our mentalistic concepts, enabling us to make sense of talk of conceptual change. Not only does this resolve the paradox with which theory theorists must content, it shows how we can start our folk psychological careers without a theory or even any concepts. (shrink)

This is a truly groundbreaking work that examines today’s notions of folk psychology. Bringing together disciplines as various as cognitive science and anthropology, the authors analyze and question key assumptions about the nature, scope and function of folk psychology.

I offer an account of the relation between explanations of behaviour in terms of psychological states and explanations in terms of neural states that: makes it transparent how they can be true together; explains why explanations in terms of psychological states are characteristically of behaviour described in general and relational terms, and explains why certain sorts of neurological investigations undermine psychological explanations of behaviour, while others leave them intact. In the course of the argument, I offer an account of implicit (...) theories. (shrink)